2009
May 25

I have decided to to post a paper I wrote in law school, in which I argue for a new order in judicial decision-making. In particular, I argue that we need an activist. traditional judiciary who will roll back the innovations of the progressives in order to restore a government that comports with the unwritten American government. In so doing, I will be presenting three sections. The first lays out the problem of conservatism, which lacks the means to counter the progressive activism that tends to move the polity in only one direction. The second section will introduce the concept of what I call the Neo-Whig and also the idea of Russell Kirk’s conception of the unwritten constitution. Finally, I present an argument for how a Neo-Whig would decice cases and make the case that our future is dependent on such a judiciary.

The Problem with Conservatism
Imagine a case comes before the Supreme Court. One party asks the Court to discover a new right (perhaps in the penumbrae); the other asks the Court to uphold a principle that has been known in the culture for centuries. Further, let us suppose that the Court decides the case in favor of discovering the new “right.” Over the course of the next twenty years, let us “imagine” that the Court continues to uphold this decision. At the end of twenty years a conservative justice is confirmed to the Court. The problem arises when the new justice opts to uphold the precedent, which has been in place for twenty years, in the interest of stability. Hardly can this be called stable, since it is a relatively recent innovation in the jurisprudence of the Court. But, this is precisely what happens.

This phenomenon is not particular to Supreme Court justices, but also to politicians and judges who consider themselves conservative. The very word “conservative” denotes this tendency to keep in place that which has come before. Conservatives conserve. Progressives progress. And every time “progress” is made, it becomes a candidate for conservation. The question is how long does an innovation have to persist before it is no longer an innovation and has become the traditional cultural position?

Let us make this example a bit more concrete to see how this ratcheting effect of conservatism works with progressivism. In the discussion which follows, I will make much of the fact that many of the Justices involved in the decisions below were appointed by conservative presidents. It does not necessarily (and obviously does not) follow that the judges they appointed were themselves conservative. Many of them turned out not to be by any stretch of the imagination. However, it is a fair assumption that whenever a conservative president appoints a judge and conservative Senators confirm him, they had a reasonable expectation that the judge they appointed would uphold conservative values.

In 1965, Justice Douglas, writing for the Supreme Court, stated that “specific guarantees in the Bill of Rights have penumbras, formed by emanations from those guarantees that help give them life and substance.”[1] In so doing, he recognized a “right to privacy” in the Constitution that extended from the combination of the right of association, the right against quartering troops, the right to be free of unreasonable searches and seizures, and the right against self-incrimination. But the Court did not stop there.

Seven years later, the Court extended the “right to privacy” to encompass unmarried persons’ right to contraceptives.[2] “If under Griswold the distribution of contraceptives to married persons cannot be prohibited, a ban on distribution to unmarried persons would be equally impermissible.”[3] In the seven years separating the cases, five new justices were seated on the Supreme Court: Thurgood Marshall, Warren Burger, Harry Blackmun, Lewis Powell, and William Rehnquist. Other than Marshall, all of these were appointed by Richard Nixon and were presumably expected to uphold conservative values by those who appointed them and yet only one justice dissented (Burger) and on an unrelated issue (the person convicted for distributing the contraceptives was not a licensed doctor or pharmacist).[4] Indeed, in his dissent, Burger stated, “I do not challenge Griswold v. Connecticut . . . despite its tenuous moorings to the text of the Constitution, but I cannot view it as controlling authority for this case.”[5] Astoundingly, Justice Stewart, an Eisenhower appointee, had dissented in the Griswold case specifically stating that, he couldfind no such general right of privacy in the Bill of Rights, in any other part of the Constitution, or in any case ever before decided by this Court” and yet he joined in the Eisenstadt Court’s decision upholding the very right he had denounced only seven years earlier. Thus, the conception of a “right to privacy” was ratcheted in place. The story goes on.

The following year, the right to privacy was found to secure a right to abortion in Roe v. Wade.[6] Justice Blackmun,[7] in the opinion he wrote for the Court stated, “This right of privacy . . . is broad enough to encompass a woman’s decision whether or not to terminate her pregnancy.” Again, Justice Stewart, who so strenuously objected to the discovery of a right to privacy in Griswold, followed the Court in Roe.[8]

Twenty years later, the Court reconsidered its previous decision extending to women the “right to abort” their children in Casey v. Planned Parenthood.[9] In the intervening twenty years only three justices that were sitting on the Court at the time of the Roe decision remained.[10] Of the remaining six justices comprising the Court, all were appointed by Republican presidents, and therefore carried with them the expectation of being conservative by those who appointed them, especially considering that Roe turned out to be such a divisive decision in society at-large and remained controversial at the time Casey was decided.[11]

The Casey Court upheld the central holding in Roe, that a woman has the “right to choose to have abortion before viability of fetus without undue interference from state”; that the State has the power to “restrict abortions after fetal viability, if the law contains exceptions for pregnancies which endanger the woman’s life or health”; and “that the State has legitimate interests from the outset of the pregnancy in protecting the health of the woman and the life of the fetus that may become a child.”[12] The Casey opinion,[13] authored by Justice Sandra Day O’Connor, ran just over 68 pages (concurrences and dissents brought the total to 83 pages). Of those 68 pages, ten dealt with the issue of stare decisis.[14] O’Connor’s decision was joined by Justices Kennedy and Souter.[15] Concurring opinions were written by Justices Stevens and Blackmun, both of whom also indicate that stare decisis was the basis upon which they decided this case.[16] Dissents were written by Justices Rehnquist and Scalia who were joined by Justices White and Thomas.[17]

Without belaboring the Casey decision, it needs only be pointed out that five of the eight justices appointed by conservatives relied upon the doctrine of stare decisis to hold that abortion was a right guaranteed as a consequence of the holding in Roe, which in turn was premised on the right to privacy discovered in Griswold.

In 2003, eleven years after Casey, the Court decided the case of Lawrence v. Texas.[18] In that case, the Court struck down its previously long-held precedent of Bowers v. Hardwick in favor of finding a right to privacy that protected homosexual sodomy between consenting adult males.[19] “Their right to liberty under the Due Process Clause gives them the full right to engage in their conduct without intervention of the government. ‘It is a promise of the Constitution that there is a realm of personal liberty which the government may not enter.’”[20] Kennedy wrote the opinion of the Court and was joined by Souter, Ginsburg, Breyer and Stevens. O’Connor wrote a concurring opinion; Rehnquist, Scalia and Thomas dissented. Once again the idea that there exists a “right to privacy,” this time as applied to homosexual sodomy, is ratcheted into place and, in large part, by justices appointed to the Court by conservatives.

The fundamental problem with conservatism is that the liberalism of the previous generation has a tendency to become the conservatism of the current. And, likewise it is to be expected that the liberalism of this generation will be revered and protected by the conservatives of the following generation. Progressives continue to lay the track; conservatives follow behind them and pound the spikes. By repeatedly pounding in the spikes on the “right to privacy” line, conservatives have put themselves in a position where, if they were to overturn the notion that a “right to privacy” exists, they would, in effect be overturning Griswold,[21] Eisenstadt,[22] Roe,[23] Casey,[24] and Lawrence,[25] not to mention Akron v. Akron Center for Reproductive Health, Inc.,[26] Thornburgh v. American College of Obstetricians and Gynecologists,[27] Loving v. Virginia,[28] Skinner v. Oklahoma ex rel. Williamson,[29] Prince v. Massachusetts,[30] and Pierce v. Society of Sisters.[31] The Right to Privacy Railroad is quickly becoming a major rail line cutting through the heart of this nation. And, what’s worse, the conservatives do not seem to have any desire to direct its course[32], blithely pounding in stakes as the miles stretch on.

I have made much of the political ideologies of the presidents who nominated these justices. But, this does not necessarily mean that conservatives do, in fact, pound in these nails. Another quick example should show that even justices that are considered conservatives are not immune to the ratcheting craze. In 1966, Chief Justice Warren wrote the decision of the Court in the case of Miranda v. Arizona.[33] That case held that “the prosecution may not use statements, whether exculpatory or inculpatory, stemming from custodial interrogation of the defendant unless it demonstrates the use of procedural safeguards effective to secure the privilege against self-incrimination.”[34] The procedural safeguards suggested by the Court were the reading of a statement that advises a person that “he has a right to remain silent, that any statement he does make may be used as evidence against him, and that he has a right to the presence of an attorney, either retained or appointed.”[35]

It is germane to this discussion to point out that Miranda was a significant innovation to the common law tradition and the practices of American criminal procedure as noted by Justice White in dissent:

That the Court’s holding today is neither compelled nor even strongly suggested by the language of the Fifth Amendment, is at odds with American and English legal history, and involves a departure from a long line of precedent does not prove either that the Court has exceeded its powers or that the Court is wrong or unwise in its present reinterpretation of the Fifth Amendment. It does, however, underscore the obvious–that the Court has not discovered or found the law in making today’s decision, nor has it derived it from some irrefutable sources; what it has done is to make new law and new public policy in much the same way that it has in the course of interpreting other great clauses of the Constitution.[36]

In 1968, Congress enacted §3501 of the 1968 Crime Bill.[37] The statute stated that admissibility of statements made by suspect in custodial interrogation would “turn only on whether or not they were voluntarily made.”[38] Chief Justice Rehnquist wrote the opinion of the Court.[39] In the opinion, he recaps the history of the law governing admissibility of confessions. He wrote, “Prior to Miranda, we evaluated the admissibility of a suspect’s confession under a voluntariness test. The roots of this test developed in the common law, as the courts of England and then the United States recognized that coerced confessions are inherently untrustworthy.”[40]

In so saying, he acknowledged that the historical model that had been followed in our common law tradition since before the United States even existed was to evaluate confessions on a case-by-case basis – exactly what §3501 required. Furthermore, he acknowledged that Miranda was a significant innovation over this tradition.[41] Nonetheless, Chief Justice Rehnquist elevated the decision in Miranda to constitutional status, thus making it impervious to legislative amendment or overruling.[42] In essence, a conservative Justice[43] had ratcheted in place a decision that was a significant innovation over the traditional practice and which could not be rooted in the text of the Constitution.

Progressive activism on the Court has brought us these lines of cases. Conservatism only offers the prospect of nailing down the activism that has already been wrought. Only an opposing activism can reverse the tide and return this country to its original foundation. But what does this new activist look like? And how does this new activist ensure continuity with our country’s foundation? Conservatism needs to be shed in favor of Traditionalism as I will describe below.

[Part II of this paper may be found here.]


[1] Griswold, 381 U.S. at 484.

[2] Eisenstadt v. Baird,  405 U.S. 438, 453 (1972).

[3] Id.

[4] Id. (Powell and Rehnquist did not take part in the decision.)

[5] Id. at 472.

[6] Roe v. Wade, 410 U.S. 113.

[7] For the record, a Nixon appointee.

[8] Although, in his concurring opinion, he tries to distance himself from recognizing a right to privacy, instead reframing the justification as “freedom of personal choice in matters of marriage and family life” which “is one of the liberties protected by the Due Process Clause of the Fourteenth Amendment.”

[9] Planned Parenthood of Southeast Pennsylvania v. Casey, 505 U.S. 833 (1992).

[10] Byron White (Kennedy), Harry Blackmun (Nixon), and William Rehnquist (Nixon).

[11] The six new justices were: John Paul Stevens (Ford), Sandra Day O’Connor (Reagan), Antonin Scalia (Reagan), Anthony Kennedy (Reagan), David Souter (Bush), and Clarence Thomas (Bush). See List of Nominations to the Supreme Court of the United States, http://en.wikipedia.org/wiki/List_of_nominations_to_the_Supreme_Court_of_the_United_States, last accessed Dec. 5, 2006, which provides a nifty table of all the nominations, who nominated the candidate, whether the nomination was successful, what the confirmation vote tally was, the date of confirmation, the position on the Court for which the candidate was nominated, and who (if confirmed) the justice replaced on the Court.

[12] Casey, 505 U.S. at 846 (1992).

[13] The central message of the Casey decision was that because the issue of abortion was so decisive, the Court could not reverse itself without losing some amount of legitimacy. Indeed, the fact that the precedent (Roe) was so controversial rendered that decision a sort of super-precedent that could only be overturned for the “most compelling reason.” But, as the dissent pointed out, the Court did not uphold Roe, instead they revised the “central holding of Roe” and upheld that revised version.

Stare decisis is defined in Black’s Law Dictionary as meaning “to abide by, or adhere to, decided cases.” Whatever the “central holding” of Roe that is left after the joint opinion finishes dissecting it is surely not the result of that principle. While purporting to adhere to precedent, the joint opinion instead revises it. Roe continues to exist, but only in the way a storefront on a western movie set exists: a mere facade to give the illusion of reality.

[14] This amounts to a novella on the subject of stare decisis.

[15] Casey, 505 U.S. 883 (1992).

[16] Id.

[17] Id. at 912 (Stevens: “The Court is unquestionably correct in concluding that the doctrine of stare decisis has controlling significance in a case of this kind, notwithstanding an individual Justice’s concerns about the merits. . . Stare decisis also provides a sufficient basis for my agreement with the joint opinion’s reaffirmation of Roe‘s postviability analysis.) and at 924 (Blackmun: The Court’s reaffirmation of Roe‘s central holding is also based on the force of stare decisis).

[18] Lawrence v. Texas, 539 U.S. 558 (2003).

[19] Id. See also Bowers v. Hardwick, 478 U.S. 186 (1986).

[20] Id. at 578. (internal citations omitted). It is interesting to note that the Court cites Casey here in the concluding paragraph summarizing their holding in Lawrence given that here they overruled a long-standing precedent that had been the law of the land for more than 200 years. In Casey, they went to great pains to explain that where decisions are controversial (as it was with the Lawrence decision), precedents which had previously “settled the issue” should be adhered to for the sake of stability. Ironic. This is the essence of Justice Scalia’s dissent in Lawrence.

[21] Griswold v. Connecticut, 381 U.S. 479 (1965).

[22] Eisenstadt v. Baird,  405 U.S. 438 (1972).

[23] Roe v. Wade, 410 U.S. 113.

[24] Planned Parenthood of Southeast Pennsylvania v. Casey, 505 U.S. 833 (1992).

[25] Lawrence v. Texas, 539 U.S. 558 (2003).

[26] Akron v. Akron Center for Reproductive Health, Inc., 462 U.S. 416 (1983).

[27] Thornburgh v. American College of Obstetricians and Gynecologists, 476 U.S. 747 (1986).

[28] Loving v. Virginia, 388 U.S. 1 (1967).

[29] Skinner v. Oklahoma ex rel. Williamson, 316 U.S. 535 (1942).

[30] Prince v. Massachusetts, 321 U.S. 158 (1944).

[31] Pierce v. Society of Sisters, 268 U.S. 510 (1925).

[32] Or, at least are unwilling to use the tools it would take to wrest away control of setting the direction from the Progressives.

[33] Miranda v. Arizona, 384 U.S. 436 (1966).

[34] Id. at 444.

[35] Id.

[36] Id. at 531.

[37] Dickerson v. United States, 520 U.S. 428, 432 (2000).

[38] Id.

[39] Id.

[40] Id. at 432-3.

[41] Id. at 434. (“[O]ur decisions in Malloy v. Hogan, 378 U.S. 1 . . . and Miranda changed the focus of much of the inquiry in determining the admissibility of suspects’ incriminating statements.”).

[42] Id. at 444. (“In sum, we conclude that Miranda announced a constitutional rule that Congress may not supersede legislatively. Following the rule of stare decisis, we decline to overrule Miranda ourselves.”).

[43] Both the Left and the Right acknowledge Rehnquist as a conservative. See Rehnquist Leaves Conservative Legacy, http://abcnews.go.com/Politics/SupremeCourt/story?id=863808&page=1, last accessed Dec. 5, 2006. (“William H. Rehnquist, chief justice of the United States, earned the reputation of a staunch conservative in his 33 years on the Supreme Court.”) and And Then There Were Two, http://www.nationalreview.com/editorial/editors200509050908.asp, last accessed Dec. 5, 2006. (“If any conservative reformation of the federal judiciary happens now, [Rehnquist] will be counted among its originators.”).

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11 Responses

  1. vercingetorix Says:

    I think my right to privacy is broad enough to prevent the government (via the IRS) from knowing whether I am paying taxes.

  2. Bill Says:

    Unfortunately, no. You see, unlike the “right to privacy” (what does that even mean?) the right of the federal government to charge an income tax is actually found in the Constitution.

  3. vercingetorix Says:

    They can charge it all they want. They just can’t check my records to see if I paid them. That right of privacy extends beyond my physical person via the 4th Amd, and includes my papers and effects, which are an extension of my person. Furthermore, in this post-modern era of secular-humanist mammon-worship, my financial matters are a sacrosanct concern between only me and my accountant. Government can’t tell me what to do with my body. Besides, Harry Reid already said the federal income tax is a voluntary system. I volunteer not to. Or do I? It’s not the government’s business. If they can’t barge into my bedroom or my gynecologist’s office, they certainly can’t access my very means of existence: my bank account.

  4. Karl Says:

    You have a gynecologist?

  5. vercingetorix Says:

    I’m just sayin’.

  6. Karl Says:

    Okay. Just thought I heard you sayin’ it in a bit of a soprano.

  7. Bill Says:

    Evidence Class Question!

    Can a document required to be turned over to the Gov. be subject to a right to privacy claim?

    The answer is no. You gave it (your tax form) to the gov. (albeit under compulsion) so they surely can look at it!

  8. vercingetorix Says:

    You’re thinking small potatoes, Bill. I think my right to privacy means the government can’t even know where I work, whether I file, etc. If it’s a real right to privacy (as it is now firmly ensconced in constitutional law) and if it is really a voluntary system, they should just take whatever people volunteer to send them and not ask any more stupid questions.

  9. Conservative Donnybrook » Blog Archive » Toward a Neo-Whig “Activist” Court (Part II or III) Says:

    [...] Sorry. Part II is the longest, but it all goes together. Part I can be found here. [...]

  10. Conservative Donnybrook » Blog Archive » Toward a Neo-Whig “Activist” Court (Part III or III) Says:

    [...] I can be found here. Part II can be found [...]

  11. Conservative Donnybrook » Blog Archive » Turning Conservatism on its Historical Head Says:

    [...] has become the mainstream conservative position. I’ve spoken about the ratchet effect elsewhere; here is a rather striking example. To some extent, I think some of the explanation for how this [...]